innovation systems: clippings

Agricultural innovation systems in Africa: reflections on an international workshop

From 25-31 May, Nairobi was host to a ‘Week on Agricultural Innovation in Africa.’ Here ILRI’s Jo Cadilhon reflects on the International workshop on agricultural innovation systems in Africa held as part of the week. The meeting was co-organized by FARA, ILRI, CCAFS, KARI, JOLISAA, the Kenyan Ministry of Agriculture, Wageningen University, Prolinnova, the World Bank, Australian Aid and CIRAD.

The first lesson I have learned from my participation in this meeting: we are not alone! Since I’ve joined ILRI nine months ago, I have been hearing a somewhat defensive discourse from colleagues involved in innovation platforms. The refrain goes something like this: ILRI has been at the forefront of promoting the use of innovation platforms to integrate complex social systems into agricultural research for development; if ILRI stops working on innovation platforms, it is a science beacon that will be extinguished. However, judging by the more than 150 participants working on innovation systems in Africa whom I roughly counted on Thursday at the workshop and by the impressive list of co-organizers above, I would say that ILRI should relax about no longer being at the forefront of innovation systems research. Rather, we should try to champion our specific use of innovation platforms as a tool to foster agricultural innovation systems and keep being recognized as one of many key institutions working in developing countries on this now somewhat mainstream topic.

The second lesson I take out of this workshop: where are the champions? I just mentioned the word ‘champion’ in the previous paragraph. It is a missing stakeholder the participants of the workshop seem to have kept searching for throughout the event. If innovation systems are to flourish on their own without assistance from a donor, a support organization or research, if they are to start sharing relevant innovations to other communities who might find those useful, how can we nurture champions from within existing innovation systems to move into the driving seat and to take hold of the loudspeaker? Coorganizer Laurens Klerkx of the Knowledge, Technology and Innovation group of Wageningen University shared with me some recent findings on how to orchestrate the rise of innovation champions.

I found myself in several sessions with Cara Raboanarielina, a social scientist at AfricaRice. In the last session on take-away messages, she shared with me that she had still not identified a robust set of methods and tools to evaluate the impact of innovation systems. She was particularly disappointed because that was what she was really expecting out of her participation in this workshop. I confess that I am a relative newcomer to the field of innovation systems in developing countries. Peter Ballantyne introduced me to the audience of the ILRI talk show on innovations platforms held last Friday morning as a ‘student of innovation platforms’. Nonetheless I hope to make a small contribution to this endeavour precisely through my study of the impacts of innovation platforms using a mix of quantitative and qualitative methods. I hope to share interesting results on the first field-tests of this method this coming autumn.

In the meantime, if you are still puzzled and wondering what an innovation platform is, visit the ILRI innovation platform wiki.


Filed under: Africa, Innovation Systems Tagged: aisa2013, Jo Cadilhon

ILRI publie un guide pour l’animation, le suivi et l’évaluation des plateformes d’innovation pour la gestion du bétail endémique

Un manuel intitulé les «Directives pour les plateformes d’Innovation: Facilitation, suivi et evaluation» a été publié par l’Institut international de recherche sur le bétail (ILRI) en mars 2013, en français comme en anglais. Ce manuel est le fruit du travail de  Pamela Pali et Kees Swaans, en collaboration avec Jemimah Njuki, Ranjitha Puskur, Abdou Fall, Nancy Johnson, Ndèye Djigal et Alassane Diallo.

Les populations de bétail ruminant endémique (BRE) dans les pays ouest-africains représentent diverses ressources génétiques uniques qui vivent sous la menace croissante de dilution génétique. Le Projet de Gestion Durable du Bétail Ruminant Endémique en Afrique de l’Ouest (PROGEBE, mis en œuvre sur douze sites du projet pilote dans quatre pays (Guinée, Mali, Sénégal et Gambie), vise à analyser les obstacles à la conservation in-situ et la gestion durable de trois espèces prioritaires de bétail ruminant endémique : les bovins N’Dama, les ovins Djallonké et les chèvres naines d’Afrique de l’Ouest (ILRI, 2011).

L’objectif de PROGEBE est de développer, tester et mettre en œuvre des modèles de conservation à base communautaire, des approches de gestion et stratégies pour préserver l’unique trait génétique/habitat complexe des espèces qui sont d’importance mondiale et régionale dans les quatre pays. La stratégie du projet est de rendre l’élevage des ruminants endémiques attractif à long terme dans les quatre pays. Pour ce faire, le projet tente d’évaluer et de consolider les mécanisme d’incitations existants pour la conservation et l’utilisation productive des races endémiques, tout en créant des incitations politiques supplémentaires en supprimant les distorsions issues de la production et des politiques de marketing, qui entravent le développement de la production animale endémique (ILRI, 2011).

Basée sur les leçons apprises sur les sites pilotes à travers la recherche-action et sur les modèles de conservation in situ du bétail endémique établis au cours du projet, PROGEBE voudrait développer et mettre en oeuvre un système sous-régional pour la coopération, la coordination et l’échange d’informations pertinentes relative au bétail ruminant endémique. Les Unités de Coordination Nationale (UCN) de chaque pays sont en train d’organiser des forums au niveau des sites et au niveau national qui contribuent à l’échange d’informations. L’unité de Coordination Régionale (UCR) a également pris des mesures pour favoriser les forums régionaux traitant de la gestion des ressources génétiques animales et de la transhumance en collaboration avec les organisations régionales ouest-africaines. Pour ajouter de la valeur aux initiatives déjà lancées par les équipes nationales et régionales pour échanger les informations, ILRI propose la création de plateformes d’innovation (PI) sur les sites et au niveau national pour améliorer la communication, la coordination et le partage de connaissance entre les parties prenantes clés au sein de PROGEBE.

Ce document fournit des directrices pour la facilitation des plateformes d’innovations et le suivi et évaluation (S&E) de processus et de résultats des plateformes d’innovations. Bien qu’il ait été écrit pour le personnel du projet PROGEBE au niveau des sites, ainsi qu’au niveau national et régional, ce guide est censé avoir une portée dépassant ce projet spécifique et s’applique en particulier aux projets qui ont une structure similaire.

A lire: Swaans K et Pali P. 2013. Directives pour les plateformes d’innovation: Facilitation, suivi et evaluation. ILRI Manuel 8. ILRI (International Livestock Research Institute), Nairobi, Kenya.

Voir tous les rapports du projet PROGEBE


Filed under: Agriculture, Capacity Strengthening, CRP37, Gambia, Guinea, Innovation Systems, Livestock, Mali, Senegal, West Africa Tagged: innovation platforms, PROGEBE

Innovation platform facilitation and assessment the focus of guidelines from ILRI


A manual by Pamela Pali and Kees Swaans on ‘Guidelines for innovation platforms: Facilitation, monitoring and evaluation’ was recently published by the International Livestock Research Institute (ILRI).

Innovation Platforms have recently gained ground as a mechanism to help stimulate and support multi stakeholder collaboration in agricultural research for development. Generally, they are a mechanism to enhance communication and innovation capacity among mutually dependent actors, by improving interactions, coordination, and coherence among all actors to facilitate learning and contribute to production and use of knowledge. It is anticipated that bringing different type of actors from the innovation system together for sharing experiences, knowledge, skills, ideas and resources contributes to economic gains through improved productivity and services by creating an enabling environment (i.e. supportive institutions and policies).

Prepared for a project on ‘sustainable management of globally significant endemic ruminant livestock of West Africa’ (PROGEBE), the manual draws on experiences in Guinea, Mali, Senegal, and The Gambia.

More reports from the PROGEBE project


Filed under: Agriculture, Capacity Strengthening, CRP37, Gambia, Guinea, Indigenous Breeds, Innovation Systems, Livestock, Mali, Senegal, West Africa Tagged: innovation platforms, PROGEBE

Commodities, innovation and action research in Ethiopia: Invitation to a ‘livestock live talk’ on 27 March

The Improving Productivity and Market Success (IPMS) of Ethiopian Farmers project is coming to an end.

IPMS aimed to transform agricultural productivity and rural development in Ethiopia through market-oriented agricultural development. Project staff worked with the Ethiopian Government to try new and innovative approaches and technologies. The team worked to achieve this objective through four main routes: participatory commodity development in a value chain setting; knowledge management for and by the actors; improved capacity to innovate, learn and link; and development of policies, strategies and approaches for scaling out successful interventions.

When the project was designed, ‘action-oriented research’ based on ‘value chain’ development interventions was relatively new to the International Livestock Research Institute (ILRI), which led the project, and the CGIAR system – hence, the project appeared to be a rather strange duckling in the research pond. Results of the project were shared during several events, including a major conference and value chain exhibition at the ILRI campus in 2011, which coincided with the end of activities in the project’s pilot learning districts in Ethiopia. A subsequent no-cost extension period for the project, which focused on scaling out and promoting the project’s successful interventions, gave us time to reflect on the project’s approaches, modus operandi and lessons learned. These may benefit other projects now starting up, such as the ‘Livestock and Irrigation Value chains for Ethiopian Smallholders’ (LIVES) and other R4D livestock value chain projects.

The lessons will be shared in ILRI’s next ‘livestock live talk’, to be held on 27 March 2013. Because this seminar will be held in the middle of a LIVES research planning workshop, it promises to attract over 70 participants and others beyond.

In this ‘livestock live talk’, the IPMS team invites everyone to reflect on:

  • The IPMS commodity development approach in an agricultural research for development (AR4D) framework
  • How IPMS implemented the AR4D approach in a research setting
  • Achievements and lessons

The talk will be held at ILRI’s campus in Addis Ababa, Ethiopia, from 1500–1600 hours.

Join the live presentation of this seminar online: http://www.ilri.org/livestream.

______________________________________________________________________________

Livestock live talks’ is a seminar series at ILRI that aims to address livestock-related issues, mobilize external as well as in-house expertise and audiences and engage the livestock community around interdisciplinary conversations that ask hard questions and seek to refine current research concepts and practices.

All ILRI staff, partners and donors, and interested outsiders are invited. Those non-staff who want to come, please contact Abeba Asmelash at a.asmelash[at]cgiar.org.


Filed under: Agriculture, Animal Production, Capacity Strengthening, Crop-Livestock, CRP12, CRP37, East Africa, Ethiopia, Event, Extension, Innovation Systems, Intensification, IPMS, Livestock, Markets, Research, Value Chains Tagged: Azage Tegegne, Berhanu Gebremedhin, Dirk Hoekstra, IPMS, LIVES, livestock live talks, livetalks

ILRI in the Humidtropics research program: Interview with Alan Duncan

Alan Duncan Humidtropics program focal point at ILRI

The Humidtropics research program held a Strategic Research Theme (SRT) Meeting from 5 to 8 February, 2013 in Nairobi, Kenya.  The main objective of this meeting was to develop a research framework for each of the SRTs. After the meeting, the five SRT Leaders were interviewed. We asked Alan Duncan, ILRI focal point for the program and leader of the SRT on systems analysis and synthesis to share some insights about the workshop, its overall added value and how ILRI and Humidtropics are linkedr.

What did you expect to achieve with this workshop and how far have you managed to get?

We’ve talked a lot about the proposal development in an abstract sense. It’s time to get to implementation. That is much harder because we need to think carefully about what needs to be done where, by whom etc. My expectations for this workshop were to translate these considerations into practical ways. We have gone a long way. In strategic research theme 1, we have had a very good group, we have defined six major elements to that SRT. We did some good brainstorming about methods to use, contributions from different centres to that situational analysis and we have clearer ideas on the purpose of this situation analysis, which will guide other SRTs in the early phase of this program.

What have been the main decisions made or insights gathered throughout this workshop?

Despite the many conversations we haven’t yet reached the level of clarity needed.

There is a matrix structure with SRTs as vertical pillars and action areas as horizontal rows of the Humidtropics program. The practicalities of how those two mesh has not been fully worked out yet.

We’ve realized that there’s strong integration among all SRTs and early on in the program it’s likely that most activities contribute to this situational analysis (i.e. across SRTs). Until that is done we can’t go too far on developing research for development (R4D) platforms and research activities.

What are the crucial challenges that you think this program will be grappling with next?

We have realized that there are structural problems with how the program is structured: Each centre gets a budget related to a specific block in the program. It immediately creates silos and discourages integration of activities between centres. It is a serious issue – and one that is inherited in all CGIAR research programs but it is particularly problematic in the system ones (Drylands, Humidtropics and Aquatic agricultural systems) since these have to bring centres together but work against financial structures that can seem to prevent this integration.

What do you think is the added value of this program?

The added value of this program is its integrating function. In some ways the three system programs are really the flagships that try to break down the commodity thinking of CGIAR, without which sustainable intensification is not going to happen. We need to think about different system components (crop, livestock, trees) about the linkages between commodities and markets or policies. It’s exceedingly challenging but it is the way forward.

What is the role of ILRI in this program?

Our main role is in leading SRT 1. However, being a livestock-focused centre, we have strong incentives to contribute to livestock issues and discussions across the program.

One of the things ILRI brings is its ‘systems’ thinking and approach. ILRI always had to take a systems perspective because of the embedded role of livestock in agricultural systems. Crop systems can develop new varieties but livestock production is always closely related to crop production (nutrition for livestock, contribution to draft power, manure etc.). In this sense ILRI always had to work in a systems mode. This history is valuable to the Humidtropics program.

In terms of opportunities for ILRI, Humidtropics provides a great laboratory for our thinking, for the application of innovation theory; it offers us a lot of opportunities to test our household modeling approaches and a lot of scope to bring in a market perspective to this CRP. It is a lab for a lot of different areas we are working on.

This is a very challenging program but there’s huge potential in this program to get away from the old component-focused approach of CGIAR and to work in a much more integrated manner.


Filed under: Crop-Livestock, CRP12, Diagnostics, Humid Tropics, ILRI, Innovation Systems, Intensification, Interview, Livelihoods, PLE, Research Tagged: Alan Duncan

Bio-Innovate’s next steps: Bio-Incubate, Bio-Communicate…

Convening a space and process for incubation actors to cooperate... the real added value of Bio-Innovate? (photo credit: ILRI/Apollo Habtamu)

Spaces for incubation actors to cooperate – the added value of Bio-Innovate (photo credit: ILRI/Apollo Habtamu)

The first Bio Innovate regional scientific conference (25-27 February 2013) ended last week with a focus on next steps and ‘big actions’ to come.

On the last day, participants worked on three different strands:

  1. Crop productivity improvement and climate change adaptation
  2. Environmental management technologies
  3. Innovation incubation and value addition.

The groups pondered bottlenecks in the enabling (or disabling) environment, specific priority actions that Bio-Innovate should undertake and who should be involved in these. Coming together, they drew the skeleton of an action plan for the months to come.

The six big actions that emerged from the group work were:

  • Business incubation
  • Increased involvement in our meetings of business and policy drivers
  • Platforms
    • Advocacy e.g. for tax & other incentives to develop environmental technologies; standards that promote environmental innovations
    • Linkages and stakeholder engagement
    • Influencing harmonization of seed systems, bio pesticides, standards and protocols etc.
  • Start up funding mechanisms and brokerage
  • Procurement and tax issues
  • Communication & awareness raising e.g. fairs, open days

The true keywords of this next phase however are innovation incubation and communication.

Innovation incubation

Even though capacity in bio-sciences remains a critical gap in Africa and the project contributes to filling this gap, Bio-Innovate is not about research in training. It is about generating innovation. In this sense, the project has to play a central role in leading the incubation of  biotechnology innovation following various mechanisms: technology fairs (where scientists and businesses get together), supporting industrial parks, organizing open technology days, getting student research sponsored by the private sector etc.

Another proposal suggested Bio-Innovate make available small grants – or an innovation fund – to encourage ongoing technological innovations. In this process, the questions of intellectual property management and of taxation appear crucial to develop a strong enabling environment. Bio-Innovate has a limited mandate to address that environment but cannot afford to ignore its properties, regulation mechanisms and incentives either.

Communication

Dr Allan Liavoga – Deputy Program Manager – reminded everyone in his closing address: what will make or break this project is “communication, communication and communication”. In his own words, communication has been one of the weak points of this program and the program management team knows it. This is why it is one of the six ‘big actions’ of the program, but it is also implied as a key function in other big actions such as involvement in meetings of business and policy drivers, platforms of engagement and funding brokerage.

In particular, lobbying policy makers has been mentioned across the working groups as a critical area of engagement and communication. But communication also entails internal communication, dissemination of findings and – notably – engagement with a range of actors. All working groups emphasized the importance of connecting with various interest groups: businesses of course, but also local communities, policy-makers, youths etc. Bio-Innovate could take the steering role in convening spaces of engagement for these key stakeholders to work together. This would respond to the project’s intent to not follow ‘business as usual’.

This first regional scientific conference received very good reviews from the participants. Although the hard work starts now that the conference is over, the latter has managed to combine the two major objectives of innovation incubation and communication.

More news and updates from Bio-Innovate

Read the three issues of the ‘Daily Tail’ (event newsletter):

See pictures of the event

Discover some presentations from the conference

Read reports and publications from Bio-Innovate


Filed under: Agriculture, BioInnovate, Biotechnology, East Africa, Event, ILRI, Innovation Systems, Research Tagged: bioinnovate

40-year CGIAR history published: Lots of lessons for the ‘New CGIAR’

 Book cover

From CGIAR comes a new ‘look back’ at its evolution over 40 years. The book is titled The CGIAR at 40: Institutional Evolution of the World’s Premier Agricultural Research Network. It was written by Selçuk Özgediz, a Turkish national who was affiliated with CGIAR for 27 years, the last several years as management adviser to the CGIAR Secretariat (now Fund Office), located in the World Bank offices in Washington, DC. The book was published this month to mark the 40th anniversary of CGIAR last year.

This new history chronicles the evolution of CGIAR, formerly known as the Consultative Group on International Agricultural Research, and now known solely by the acronym ‘CGIAR’.

As we embark on our 5th decade, this timely book chronicles that history in the hope that lessons can be drawn from that experience [of institutional evolution], just as important lessons have been drawn from our accomplishments on the ground.”—Jonathan Wadsworth, executive secretary of the CGIAR Fund Council and head of the CGIAR Fund Office

The institutional evolution of CGIAR is central both to the International Livestock Research Institute (ILRI), which is itself 40 years old this year and is one of 15 centres supported by CGIAR, and to the new multi-institutional CGIAR Research Programs and components that ILRI now leads or participates in. For this reason, we quote extensively from the new CGIAR book below. Please note that the excerpts are presented in chronological order but with much material from the original omitted between most of the excerpts.

We recommend those interested to read the whole 142-page illustrated publication, which is available online on the CGIAR Fund website: The CGIAR at 40: Institutional Evolution of the World’s Premier Agricultural Research Network, by Selçuk Özgediz, CGIAR, Sep 2012.

Selcuk Ozgediz

Excerpts

As the 1990s drew to a close, the CGIAR [Consultative Group on International Agricultural Research] had acquired a growing and increasingly complex research agenda, with new subjects such as climate change and nutrition demanding a share of the resources. Internally, annual funding was in the range of $330–340 million, which was insufficient to tackle the research agenda. The outlook for ODA [official development assistance] remained uncertain, and there were worrying signs in the mode of finance. Restricted funding had risen from 23% of all funding in 1994/95 to 39% in 1998, limiting Centers’ freedom to allocate resources to high-priority projects. A retrospective review of the CGIAR conducted for the World Bank’s Operations Evaluation Department concluded that, despite its proven success, the CGIAR ‘is a rather fragile institution, especially in its funding. New ways need to be explored to ensure the CGIAR’s sustainability in the future.’

It was a highly challenging task, to say the least, to lead one of the [CGIAR] Centers during this time. The days of directors serving as intellectual leaders of the research program were long gone. Centers faced the perennial problem of running a long-term research program with annual funding that was increasingly uncertain. World Bank funding could no longer be relied on as a last resort. This meant that donor relations had to receive the top priority on a director general’s agenda. As the accountability (or bureaucratic) requirements of the system had increased over the years, the directors and their Center management staff had to attend to numerous requests from TAC [Technical Advisory Committee] and the CGIAR Secretariat, not to mention the individual donors, each of which had its own reporting requirements.

As shielding scientists from these administrative tasks was a priority, the time directors had available to spend on managing science steadily dwindled.

Perhaps the hardest task of all for [Centre] directors was responding to funding shortfalls. As the Centers had no way to borrow, other than through ad hoc arrangements with the CGIAR Secretariat, a sharp drop in funding required immediate staff downsizing. Practically all Centers faced this reality through the decade. As each country had its own labor laws, the means and consequences of downsizing differed among Centers. Continuing funding shortfalls meant another wave of downsizing, affecting the morale of staff and roiling the climate of uncertainty. Successive downsizings were usually followed by reorganization, which also unsettled staff. Thus, the CGIAR’s third decade was not a happy time for Centers or their managers and staff.

Thus, the third decade of the CGIAR came to an end as did the preceding decade, with the Group [CGIAR] exploring how it could become a better instrument for development. Despite the upheavals and difficulties, there was no question whether the CGIAR was making an impact, as evidence of Centers’ accomplishments accumulated. The debate was on how to sustain and broaden impact. A major piece of evidence had just come from the IAEG [Impact Assessment and Evaluation Group]. The first major study it had commissioned, on the impact of the CGIAR’s crop-improvement research, had just been completed.

For every dollar invested in CGIAR research, $9 worth of additional food was being produced in developing countries.

‘The counterfactual scenario—how the global food system would have evolved without CGIAR research—was sobering:

  • Developing countries would be producing 7–8% less food.
  • Their cultivated area would be 11–13 million hectares greater, at the expense of forests and other fragile environments.
  • Their per capita food consumption would be 5% lower.
  • Some 13–15 million more children would be malnourished.

At the 2002 AGM [Annual General Meeting of the CGIAR], . . . the Group was briefed by the World Bank’s Operations Evaluation Department, which had been conducting a meta evaluation of the CGIAR as part of an evaluation of all global programs it was involved with. Led by Uma Lele, a senior advisor in the Operations Evaluation Department and a former member of TAC, the meta evaluation turned into yet another review of the system. It made some recommendations internal to the World Bank on how to handle the CGIAR, such as eliminating conflicts of interest arising from the different roles played by the bank, and some recommendations on the strategic directions the CGIAR had been following in the aftermath of the third system review and the report of the CDMT.

The report concluded that the CGIAR was ‘less focused’ than in earlier years because of the decline in the share of its resources devoted to increasing productivity, which was a consequence of increased research investment in natural resource management and biodiversity. It argued that the CGIAR’s ‘current mix of activities reflects neither its comparative advantage nor its core competence’ and cautioned against the steep rise in restricted funding.

It listed the following as key factors explaining the changes in research mix and type of funding:

  • ‘The rise of environmentalism and growing environmental advocacy in donor countries.’
  • ‘The weakening of many national agricultural research systems,’ which had led donors to turn to Centers to fill the vacuum, thus shifting Centers’ focus away from creating global public goods toward contributing to the generation of local and national public goods.
  • ‘The unpopularity of germplasm improvement research in the constituencies of some key donors due to negative perceptions of the Green Revolution initially and of biotechnology more recently.
  • ‘The CGIAR’s justified response to the second-generation environmental pressures on soils and water created by the radical changes in farming systems during the Green Revolution.

Saying that the international agricultural research system has changed since I joined CIAT [International Center for Tropical Agriculture] in 1969 would be a gross understatement. . . . The transition from a system tolerating a few economists to the current outstanding contributions of the system’s economics and policy research is remarkable. So is the transition from a few single Centers, each pursuing its own priorities with great success, to a network of 15 Centers with increasing emphasis on collaboration on key system priorities.—Per Pinstrup-Andersen

[Under Kathy Sierra] [a]lthough funding for the CGIAR had been increasing, there were several worrying signs on the ODA front. The boom years of the 1970s and 80s, when agriculture was given high priority, were long gone, as demand for ODA funds came increasingly from other sectors like health, education and energy. ODA to agriculture had declined from $6.2 billion in 1980 to 2.3 billion in 2003 (converted to 2002 dollars), and support to agriculture from the multilateral development agencies similarly declined from $3.4 billion to $0.5 billion over the same period. Consequently, the CGIAR had been taking an increasingly large share of agriculture ODA over time, which could not continue for too long. To complicate matters, new claims on donor funds were likely, as the previously dormant CP [CGIAR Challenge Program] process had been restarted and ExCo [CGIAR Executive Committee] had provided a green light for preparing proposals in three areas: climate change, high-value crops, and desertification. In view of growing global concern over climate change, the Group agreed at the 2007 United Nations Climate Change Conference in Bali, Indonesia, to pursue as well a CGIAR strategic initiative on climate change and to double research related to climate change.

Also troubling were the distribution and composition of funding to the CGIAR. Funding growth was not shared equally among Centers, with a few Centers facing serious difficulties, as reflected with the ‘red flags’ they received on financial indicators of the Performance Measurement System. Regarding composition, the share of funding that was restricted continued to grow, reaching for the system as a whole 64% in 2007. For some Centers it was over 70%, with several serious implications. Having less funding that was unrestricted meant that the Centers had less freedom to allocate funds to high-priority projects, leaving some unfunded. Also, restricted funds could, unless chosen with great care, introduce distortions to the program directions of a Center and of the system.

The danger was that a Center could turn into a consulting firm and lose the coherence of its research program. The CGIAR needed a coherent program not only at the system level but also at each Center.

There would be no problem if restricted projects were part of a coherent Center program and that program was aligned with system priorities.

The CGIAR’s experience of a shift toward restricted funding was not unique. It was part of a trend in the donor community from funding institutions to funding programs and projects. New global initiatives were being structured mainly in program and project terms, such as the Global Fund to Fight Aids, Tuberculosis and Malaria; Fast Track Initiative for Education for All; Global Alliance for Vaccines and Immunizations; Cities Alliance; and Global Environment Facility. Program and project funding provided a more direct and transparent link between funding and results than could the more opaque funding of institutions. This is why the Bill & Melinda Gates Foundation chose to support individual Center programs or projects instead of becoming a core donor to the CGIAR. Over time, the Gates Foundation became one of the largest financial supporters of CGIAR programs, contributing $61 million in 2009 and $71 million in 2010, by selectively choosing the CGIAR activities it believed would make the greatest impact on agricultural development.

Many donors were disturbed that the existing funding arrangements did not ensure the alignment of funding with the system’s agreed priorities.

The CGIAR started its second change management initiative in a decade when the importance of agricultural development was once again enjoying heightened recognition globally. The World Development Report 2008 called attention to expanding demand for food, feed and biofuels; the consequences of climate change; rising energy prices; and the worsening scarcity of water and other natural resources. More sustainable production systems were needed, which the CGIAR could play a significant role in providing, as well as higher government spending on agriculture in least-developed countries. The report also highlighted how agricultural subsidies in rich countries weakened the competitiveness and income potential of agriculture in developing countries and underscored the need to reform policies in both groups of countries. The World Bank advocated a new ‘agriculture for development’ agenda, akin to McNamara’s call in the 1970s for a rural development agenda, and indicated it would continue increasing its lending to agriculture. This caught the attention of world leaders, and the Group of Eight declared its commitment to addressing this structural crisis at their 34th Summit in Hokkaido, Japan, on 7–9 July 2008.

In retrospect, the timing of the World Development Report 2008 was very fortunate, as it pointed to solutions to problems in agriculture. The relevance of the report’s policy prescriptions became clearer, as did the role of investment in research, when severe food shortages began to be felt in poor developing countries and rising food prices sparked food riots.

The Economist noted in its April 2008 issue that ‘the way to feed the world is not to bring more land under cultivation, but to increase yields, i.e., through science.’

Table 1: Vision of change management in the CGIAR

  • FROM Mission creep and trying to do everything
    TO A clear vision with focused priorities that respond to global development challenges.
  • FROM Duplicative mandate of the Centers without a clear systemwide vision or strategy for impact
    TO Centers that collaborate and work toward the system agenda and priorities and deliver impact.
  • FROM Complex and cumbersome governance and lack of accountability
    TO Streamlined and effective system-level governance with clear accountability.
  • FROM Static partnerships that do not enable scalable impact and research adoption
    TO Strong and innovative partnerships with NARS, the private sector and civil society that enable impact.
  • FROM Lack of coordination among investors
    TO Strengthened, coordinated funding mechanisms that are linked to the system agenda and priorities.
  • FROM Declining core resources
    TO Stabilization and growth of resource support.

The change management initiative consumed the energy of the entire CGIAR leadership throughout 2008. The Change Steering Team and the working groups interacted frequently, holding at least four face-to-face meetings, a few of them overlapping with the meetings of the independent review panel. To solicit views from developing country stakeholders, the team held consultations in Africa, Asia and Latin America. The working groups and the independent review panel prepared their separate reports by mid-September 2008. These were synthesized by the Change Steering Team in an integrated reform proposal for discussion at the October ExCo meeting and later at the AGM in Maputo, Mozambique, in December.

The building blocks of the new CGIAR became clear early on in the process:

  • a programmatic approach
  • the establishment of a fund
  • and assigning system management responsibility to a system-level board.

There was convergence of views with the independent review on these and several other aspects of the needed changes.

At the 2008 AGM the CGIAR discussed the integrated reform proposal and the report of the independent review.

The proposed vision of the new CGIAR was “to reduce poverty and hunger, improve human health and nutrition, and enhance ecosystem resilience through high-quality international agricultural research, partnership and leadership.”

Its strategic outcomes were:

  • reduced rural poverty
  • improved food security
  • improved nutrition and health
  • sustainably managed natural resources.

One of the basic principles underpinning the proposed reform was the organizational separation of those who implement CGIAR research (the ‘doers’) from those who fund it (the ‘funders’). The Centers would establish a separate international organization called the Consortium of International Agricultural Research Centers, with a board, a chief executive officer (CEO) and the Consortium Office. The Consortium would represent the Centers and the CGIAR system. The counterpart of the Consortium on the funders’ side would be a strategic financing facility called the CGIAR Fund, with the Fund Council as its executive arm, supported by the Fund Office. The Funders Forum would bring together all funders every 2 years, including those not actively contributing to the CGIAR Fund.

A second basic principle was to shift financing through the CGIAR Fund increasingly toward global programs, initially called mega programs but later called CGIAR Research Programs (CRPs), designed to contribute to the agreed Strategy and Results Framework (SRF), which provided a roadmap to achieving the new vision and strategic objectives. The SRF would be prepared by the Consortium in collaboration with stakeholders. Endorsement by donors at the Funders Forum would give license to the Consortium to develop CRPs that operationalized the SRF. These would be submitted to the Fund Council for approval and financing.

A third principle was that the twin ‘pillars’ of the system, the Consortium and the Fund, would be connected by four bridges to ensure the integration and connectedness of the entire system as a balanced partnership. Four key bridges were:

  • The SRF as the overarching strategic agenda to which both the funders and the doers subscribe.
  • The biennial Global Conference on Agricultural Research for Development, organized jointly by GFAR [the Gobal Forum on Agricultural Research] and the CGIAR to better align the work of the CGIAR with global and regional needs and activities.
  • Binding program performance contracts for each CRP between the Fund and the Consortium and between the Consortium and the Centers.
  • The SC [Science Council] reconstituted as the Independent Science and Partnership Council (ISPC) to conduct foresight studies, facilitate partnerships and provide core scientific advice to the Fund and, upon request, to the Consortium.

A fourth principle was to strengthen accountability through results-based contracts, streamlined monitoring and evaluation mechanisms, and a new independent evaluation arrangement reporting to the Fund Council.

The Centers, as institutions, would no longer be accountable to the donors as a group, as was the case in the old CGIAR. Their accountability would be ensured mainly through formal performance agreements with the Consortium and other Centers or with projects bilaterally funded by donors.

The most debated aspect of reform was on how donors would be able to channel their contributions. The Fund was initially conceived as a vehicle for pooling contributions so that they could be allocated collectively to the highest-priority programs. However, the donors had their own priorities and were accustomed to targeting their funds to their preferred areas, increasingly so in recent years as shown by the rise in restricted contributions. The Fund was therefore designed to allow interested donors to target their contributions to approved CRPs. The thinking in the beginning was to have two windows, one for unrestricted, pooled contributions and the other for contributions to specific CRPs. Donors who preferred to channel their contributions directly to a Center, instead of through the CGIAR Fund, would still be able to do so bilaterally if the activities they supported contributed to the CGIAR SRF.

However, some donors expressed strong preference to channel their contributions to specific Centers through the CGIAR Fund, especially during the transition to a full portfolio of CRPs. Thus, a third window was added to the Fund structure for a 2-year transition period before its possible continuation would be reviewed. The Fund Council would not enter into any contractual relationships with the Consortium with respect to the use of so-called window 3 funds. The trustee would simply transfer the funds to the Center at the donor’s request. How these funds were to be used would be decided bilaterally by the Center and donor, outside the CGIAR Fund architecture.

With legal and administrative obstacles out of the way, donors began to contribute to the Fund. By November 2011, 24 donors had channeled $332 million to the Fund, with five making multiyear contributions. Total inflows for the year were expected to reach $425 million.

The New CGIAR is built on a new set of governance principles. Two of the original four principles have lost emphasis, but the other two remain essentially intact.

Donor sovereignty. The picture is mixed regarding this principle. Bilateral donors continue to enjoy the same sovereignty they did in the old CGIAR, but they do not have the privilege to contribute to decision-making as in the old CGIAR unless they also contribute through the CGIAR Fund. There is no weakening of the sovereignty of Fund donors as long as window 3 remains open, which gives them the opportunity to contribute to the Centers of their choice in line with side agreements outside the Fund structure for specific projects. Donors contributing to the pooled window 1, however, agree to leave decision-making to the Fund Council. This is seen as limiting sovereignty, albeit for the benefit of generating a larger resource pool that can be used for greater impact. In short, the emphasis on the principle of donor sovereignty has been somewhat weakened in the New CGIAR for the sake of strengthening harmonization among donors.

Independent scientific advice. An independent scientific advisory body still serves the New CGIAR but with a significantly reduced mandate. Donors can continue to seek and receive advice from this body as and when necessary, but responsibility for developing strategies and priorities for the system is transferred to the Consortium and responsibility for evaluation to a new unit. The ISPC has no strategic guidance and oversight responsibility vis-à-vis Centers. Its influence on the system is mainly through the advice provided to the Fund Council.

Center autonomy. Centers are no longer accountable to a donor group (i.e., the Fund Council) as there is no direct relationship between that group and individual Centers. The Center oversight and accountability mechanisms that existed in the old CGIAR have been replaced with new, mainly contractual, tools. While each Center has delegated some powers to the Consortium, mainly in the areas of inter-Center relations and dispute resolution, the Consortium is a creation of the Centers and does not possess direct oversight powers on them, except as prescribed in program implementation contracts. Therefore, it could be argued that, at the moment, Centers perhaps have greater autonomy in managing their affairs than in the old CGIAR. However, the power balance between individual Centers and the Consortium is likely to evolve over time as the New CGIAR becomes fully operational.

Consensus decision making. This remains the rule in the Fund Council and the Funders Forum, aiming, as it did in the old CGIAR, to maintain unity among donors. The Consortium board aims to make its decisions by consensus to the maximum extent possible but resorts to voting when consensus is not possible.

The governance principles that guide the New CGIAR are quite different from those of the old CGIAR. In addition to Center autonomy and, to a lesser extent, consensus decision making, three guiding points reflect the core of the new governance principles:

  • the separation of funders and doers
  • the harmonization of funding and implementation
  • managing for results.

Separation of funders and doers. This is the most basic principle of governance in the New CGIAR. It enables the responsibilities of entities to be defined more clearly than in the old CGIAR. Funders no longer engage in managerial matters, leaving them to the Consortium. The Consortium represents the CGIAR and provides a single point of entry to the system. The Fund has only the Consortium as its counterpart. As a consequence, funders as a group have no relations with individual Centers, which reverses the situation in the old CGIAR.

The separation principle ushers in a new form of relationship between the Fund and the Consortium. The informal mode of operation of the old CGIAR is replaced with formal contracts and other agreements between the Fund and the Consortium that clarify mutual obligations. Program performance agreements clearly define deliverables and provide the means of assessing research achievements.

Harmonization. This principle is intended to make the New CGIAR less ‘atomized than the old CGIAR. Collective action is promoted among both doers and funders, with the Consortium and the Fund Council playing facilitating roles. The long-term goal is to generate culture change in both the donor community and among the Centers for the benefit of the system and its beneficiaries.

Managing for results. This principle introduces a shift of focus from setting priorities to guide action to formalizing agreements to generate specific results on the ground. The SRF is intended to provide the logical framework of how outputs relate to outcomes and outputs to impacts. Performance is to be planned and monitored in terms of deliverables and results. The shift from institutional funding to program funding facilitates the results-orientation of the New CGIAR, and program performance agreements provide formal accountability reinforcing the emphasis on achieving results.

In summary, all but one of the governance principles that guided the CGIAR for 4 decades have been largely abandoned in favor of principles reflecting the new institutional architecture of the CGIAR. Conceptually, there is now a sharper delineation of roles and a more formal and prescribed relationship linking donors and Centers. The first few years if implementation should tell how effectively the new principles are able to steer the system toward its strategic objectives.

The 40-year experience of the CGIAR in mobilizing the donor and scientific communities around a common development objective has presented a number of lessons for both communities. As illustrated above, the CGIAR system has had its ups and downs in coping with challenges. Despite the hurdles, however, it has continued to generate expanding benefits for food production, environmental sustainability and capacity building in developing countries.

This is because the founders of the CGIAR believed in leaving the management of science to scientists by establishing autonomously governed Centers rather than a top-down corporate structure. Many of the lessons that emerge from the CGIAR experience relate to this basic founding principle and how it has created tensions with other valued objectives.

Observers of the CGIAR often ask if it would have the same structure if it were created today. The answer is a clear no because the architecture of the CGIAR evolved, rather than being etched on a clean slate. It started on a simple commodity axis with IRRI [International Rice Research Institute, based in The Philippines] and CIMMYT [International Maize and Wheat Improvement Center, based in Mexico], then added a second, region axis with CIAT [International Center for Tropical Agriculture, in Colombia] and IITA [International Institute for Tropical Agriculture, Nigeria]. While these two axes accommodated some of the Centers that came next—CIP [International Potato Center, Peru], ICRISAT [International Crops Research Institute for the Semi-Arid Tropics, India], ICARDA [International Centre for Agricultural Research in the Dry Areas, Syria], ILCA [International Livestock Centre for Africa, Ethiopia], ILRAD [International Laboratory for Research on Animal Diseases, Kenya] and WARDA [West African Rice Development Association, Côte d'Ivoire]—a third axis, service, was added with ISNAR [International Service for National Agricultural Research, Netherlands] and IBPGR [International Board for Plant Genetic Resources, Italy]; a fourth axis, policy, with IFPRI [International Food Policy Research Institute]; and a fifth axis, natural resources, with IWMI [International Water Management Institute, Sri Lanka] and CIFOR [Centre for International Forestry Research] (the other Centers added—ICRAF [International Centre for Research on Agroforestry], INIBAP [International Network for the Improvement of Banana and Plantain] and ICLARM [International Center for Living Acquatic Resources Mnagement]—fit one or another existing axis).

An organizing framework with so many axes lies at the heart of the CGIAR’s difficulties in coming up with an optimal structure. Each of the five axes intersected with all other four axes because most of the Centers had global mandates.

Each CRP [CGIAR Research Program] is integrative, bringing together inputs from all components of the Center system. The CGIAR Fund is designed primarily to finance this type of activity. Each Center gives up some sovereignty when contributing to a CRP in return for external funding for that activity. The autonomy of the Centers, especially in managing their science, is not otherwise threatened. To the extent that they are able to raise sufficient funds from bilateral sources to carry out other research within their areas of responsibility, they are likely to remain viable and sustain their relevance for many years.

[T]he key lesson on accountability from CGIAR experience is that each new evaluation activity should be assessed in terms of the added value of the information it would generate and weighed against the value of the research output that would be foregone.

From the beginning, Centers have been primarily led by their director. The situation has not changed much over the years or across Centers. What has changed is the role played by Center boards.

The initial Center boards saw themselves more as advisors to the director than as policy- and decision-making bodies overseeing Center operations and the director. It took over 10 years for the system to clarify boards’ roles, responsibilities and accountability. . . . CGIAR Center boards gradually transformed themselves from advisory bodies into governing boards with full fiduciary and other responsibilities appropriate for autonomous institutions.

In terms of value for money, the CGIAR has been one of the best investments for international development over the past 40 years. Over this period the donor community invested close to $11 billion in research through the CGIAR. This is equal to the annual economic benefit of CGIAR research on just rice on only one continent, Asia. A study in 2003 considered how the world would look today without CGIAR research, and eliminating CGIAR work on crop improvement alone has developing countries producing 7–8% less food and 13–15 million more children malnourished.

Investment in the CGIAR reflected the confidence that the donor community had on the potential of scientific research to address issues of food security and environmental sustainability in developing countries. It was also a bet on the potential of an innovative institutional model. At the core of this institutional experiment was the belief that science should be left to scientists, and scientists left as little encumbered as possible. Research institutes were set up as autonomous, self-governing entities—the only legal bodies in the system. The donor group maintained itself as a loose informal assembly, advised by TAC and granting each donor the freedom to allocate its resources to Centers and their programs as they pleased.

The New CGIAR presents a much-needed revolutionary change in the CGIAR. It is too early to tell whether or not this new model will succeed. Perhaps its most positive aspect is that, like the founders of the original CGIAR, it maintains protecting the independence of the scientist as a core principle and stiffens the new programmatic thrust on the backbone of the scientific network that has evolved over 40 years. These are the most valuable global assets that have been built and nurtured under the CGIAR umbrella over the past 4 decades.

The New CGIAR model faces a number of serious challenges. First among them is perhaps uncertainty about how donors will respond to harmonization. If contributions to the unrestricted windows 1 and 2 of the CGIAR Fund remain low, the system could continue to experience the same ills as it did under the old CGIAR when the ratio of unrestricted to restricted funding fell to 30:70. Another hurdle is the bureaucratization and formalism that will undoubtedly accompany the new form of results-based contractual relationships for CRPs between the Fund and the Consortium, the Consortium and the lead Center, and the lead Center and its partnering institutions. A third unknown is how the relationship between the Consortium and the Centers will evolve over time, especially regarding oversight and accountability. This is a new institutional experiment, in which the Consortium reports to the Centers, as it is their creation, while it controls the flow of funds from the CGIAR Fund to the Centers, and thus has some limited authority over the Centers.

The story of the CGIAR’s evolution over the past 40 years reflects evolution in thinking on international development, as well as evolution in science, science management and partnerships. The legacy of the CGIAR is as much in the impacts of the research it financed as it is on the scientific institutions and networks it has created. These are robust global, regional and national assets that have the potential to serve the global community for many years to come.

Read more about the CGIAR Fund and CGIAR Consortium.

Read about the author, Selçuk Özgediz.

cgiar logo


Filed under: Agriculture, Books and chapters, Impact Assessment, Innovation Systems, PA, Research Tagged: CGIAR, CGIAR at 40, CGIAR Consortium, CGIAR Fund, CGIAR reform, CGIAR Research Program, CGIAR Science and Partnership Council, Jonathan Wadsworth, Selçuk Özgediz

Innovation platforms: Documenting experiences from the imGoats project and beyond

Innovation platforms are a complex and some would say a not-so-straightforward approach. Nevertheless, ILRI, other CGIAR centers and other partners are using this approach in various projects such as the Nile Basin Development Challenge, IMGoats and the recently-completed Fodder Adoption and Fodder Innovation projects.

What are innovation platforms exactly?

This poster gives some ideas.

 

In light of experiences shared and questions posed in the recent imGoats workshop, here we briefly take stock of some ILRI experiences.

The recent India-Mozambique goats (imGoats) project reflection and learning workshop (July 2012) in Udaipur helped shape some reflections. The project, which aims to “increase incomes and food security in a sustainable manner by enhancing pro-poor small ruminant value chains in India and Mozambique”, has been using innovation platforms in its three sites: Mozambique as well as Jharkhand and Rajasthan in India.

In the learning and reflection workshop, two sessions were dedicated to a) describing the innovation platform processes in the three sites and b) finding practical solutions to improve these processes.

Early reflections indicate that using innovation platforms is much appreciated because it helps solve different issues, creates awareness about a wider set of issues related to a specific research agenda, reduces the weight of project interventions against the environment in which they are taking place (as the local constituents are taking ownership of the IP agenda), informs planning for all IP members and – though arguably perhaps – reduces the timeline between raising an issue and finding a solution.

The imGoats participants also identified some challenges related to innovation platforms:

  • How to stimulate consistent participation of IP members?
  • Should we ensure the sustainability of the IP and if so, how?
  • How to facilitate the IP meetings and ensure strong engagement and ownership of participants?
  • How to facilitate activities in between IP meetings and, as much as possible, with value chain actors?

They also reflected what they would do differently if they were to start the IP process all over again, revealing interesting opportunities on the horizon:

  • Spending more time on advocating, explaining and agreeing about the  approach at the onset;
  • Getting to know all members better before developing secretariat and groups;
  • Pre-identifying issues that matter to goat farmers before bringing them to an IP meeting.
Group discussions at the imGoats project learning and reflection workshop

imGoats participants at the learning and reflection workshop sharing views about innovation platforms in India and Mozambique

Other wider IP questions raised in Udaipur concerned the diversity and intensity of participation, clarity of the vision/roles/tasks, information sharing and communication processes, problem-solving capabilities and facilitation mechanisms.

In the coming months, the imGoats project will try and unpack these questions and further document innovation platforms through:

  • A technical advisory note on collective action (including innovation platforms);
  • An internal reflection meeting on our experiences with IPs, hubs and collective action;
  • An article on IP processes in the imGoats project and on the outcomes registered;
  • Leaflet about the IP processes (in English and in Hindi).

More generally, ILRI and other organizations like it may need to better specify the roles they want to play vis-à-vis these platforms – which require a lot of facilitation and partnership/stakeholder management.

Read more about innovation platforms and systems


Filed under: Africa, Animal Production, Asia, CRP11, Drylands, Event, Goats, ILRI, India, Innovation Systems, Knowledge & Information, Livestock, MarketOpps, Mozambique, South Asia, Southern Africa Tagged: imGoats, innovation platforms

Agricultural innovation platforms – reaching out to more stakeholders

“By joining forces in innovation platforms, stakeholders can generate innovation by combining their indigenous knowledge, business interests and organisational skills” – Monty Jones of the Forum for Agricultural Research in Africa introduces a new book by the Royal Tropical Institute ‘Putting heads together: Agricultural Innovation platforms in practice.’

“This book is based on the premise that innovation is needed in order to address such challenges. Innovation, in its turn, is the result of interactions amongst different actors who have a common interest in finding solutions to address the challenges. We argue that the bottleneck in African agriculture is not solely due to a lack of technological fixes for farmers. It is also intimately related to the conditions under which those technologies are developed and used to benefit farmers; that is, the bottleneck is also of an organisational and institutional nature.”

Innovation platforms deliberately enhance interactions amongst stakeholders to change the way their organisations function and collaborate with others.

The book “is written from the perspective of practitioners for practitioners.” It draws on twelve case studies from sub-Saharan Africa; it provides new information on the performance of innovation platforms in developing countries, offers options to policy makers, and gives inspiration to all actors involved in one way or another in stimulating innovation in the agricultural sector.

It usefully zooms in on three big issues: Designing an innovation platform – where to start; brokering – who brings the people together (and how); and impact and sustainability – do they make any difference?

Download the book

Innovation systems approaches and platforms are an important element in ILRI’s work:


Filed under: Africa, Agriculture, Books and chapters, Innovation Systems, Research Tagged: innovation platforms, KIT

An innovation story: Irrigated banana value chain development in Ethiopia

This innovation story narrates the experience of the Improving Productivity and Market Success (IPMS) project on innovative banana value chain development in Ethiopia. The project introduced banana production systems in the district for the first time in 2005. IPMS together with the stakeholders provided support along the banana value chain on production, input supply and marketing.

See the video:


Filed under: Africa, Agriculture, East Africa, Ethiopia, Film and video, ILRI, Innovation Systems, IPMS, Value Chains Tagged: Amhara, banana, marketing

Multi-stakeholder innovation in Africa: Dairy and beef cases feature in new report from FARA

The Forum on Agricultural Research in Africa just published a new report on agricultural innovation in sub-Saharan Africa: experiences from multiple-stakeholder approaches.

The report draws together case experiences across Africa with an ‘integrated agriculture research for development (IAR4D) approach’ that brings together multiple actors along a commodity value chain to address challenges and identify opportunities to generate innovation.

Included in the cases are assessments of dairy development in Kenya and Uganda as well as the beef sector in Botswana.

On Kenya, the report observes: ‘The development of a successful smallholder industry requires two complimentary elements. Firstly, increased productivity requires improved livestock breeds, strong disease control and veterinary services and improved quality and quantity of feeds. Given the need to encourage many smallholder dairy producers, delivery of support services remains dependent on local institutions and their development. Secondly, expanding market institutions with facilities for milk bulking and collection, and group organisational structures are essential and can be most effectively supplied by the private sector. Although formal licensed markets based on processed milk products are important, informal markets selling raw milk, informal dairy products with low-cost processing remain an essential component of a successful dairy industry.’

On Uganda, the report observes: ‘A key lesson is the need for ongoing discussions and coordination efforts by stakeholders along the value chain. This includes smallholder farmers and traders, development agencies, and policymakers. Although the dairy industry and its supporting services were liberalised, there is a need to coordinate business development services, involving farmer organisations, while avoiding direct subsidies that are known to stifle markets.’

On Botswana, the report observes: ‘Understanding the role the private sector plays in facilitating change at local, regional, and national government levels is important when considering changes to the enabling environment for value chains. It is essential that the private sector is able to speak with an informed and unified voice and is able to engage with Government.’

Overall:

The case studies demonstrated that successful innovation is dependent on a wide range of factors and interventions, the most important being the existence or creation of a network of research, training and development stakeholder groups drawn from public, private and NGO sectors.

Download the report …


Filed under: Africa, Agriculture, Animal Production, Animal Products, Botswana, Cattle, Dairying, East Africa, Innovation Systems, Kenya, Livestock, Report, Southern Africa, Uganda, Value Chains Tagged: FARA, IAR4D

Increasing capacity for knowledge-based smallholder agriculture in Ethiopia

This working paper by Tesfaye Lemma Tefera, Azage Tegegne and Dirk Hoekstra of the International Livestock Research Institute (ILRI), on Capacity for knowledge-based smallholder agriculture in Ethiopia: Linking graduate programs to market-oriented agricultural development: Challenges, opportunities and IPMS experience was released by ILRI in January 2012.

Graduate programs in agriculture and allied disciplines in Ethiopia are expected to make concrete contributions towards achieving market-led and knowledge-based transformation of smallholder agriculture. To that end, strengthening capacities of the graduate programs and linking them to development deserve due policy attention. No panacea exists, however, as to how the programs can be better strengthened, linked and become more responsive. Lessons from initiatives on the ground in the country and beyond are thus crucial to inform policy and the development of context specific innovative strategies. This paper aims to make a modest contribution to the discourse in Ethiopia and beyond on transforming graduate programs related to agriculture into ‘developmental institutions’. The paper highlights the imperatives for knowledge-based transformation of smallholder agriculture in Ethiopia and emerging roles of graduate programs; discusses key challenges of the graduate programs to realize their mandates and to meet ever changing expectations.

It also presents a case study of an initiative by +aimed at linking graduate programs through research by students to commodity value chain development and actors, and discusses qualitative and quantitative indicators of outcome in terms of enhanced research and learning experience. The paper draws out some lessons and identifies strategic and practical options, including from the review of good practices elsewhere, that may help to improve learning and research in the graduate programs. The analysis shows that the graduate programs are facing several challenges that could not be solved by government or by the programs alone, but rather require multiple linkages and collaborations. On the one hand, graduate programs need to be more proactive in creating links and partnering with regional and federal governments, and with development/interventions. On the other hand, actors who are truly committed to sustainability should be more willing to integrate systematically into development programs, as a critical component, partnering with and strengthening capacity in key capacity building national institutions, such as the graduate programs. Revitalizing the programs calls for taking a holistic approach and an innovation systems perspective, multi-pronged and multi-level strategies, and long-term commitments.

Download the working paper


Filed under: Africa, Agriculture, Capacity Strengthening, East Africa, Ethiopia, ILRI, Innovation Systems, IPMS, Knowledge & Information, Markets Tagged: CIDA, graduate programs

Agriculture innovation systems: An investment sourcebook

The long-awaited agriculture innovation systems sourcebook has been published by the World Bank (view part 1 and part 2).

According to some pre-materials, “the agricultural innovation system (AIS) approach has evolved from a concept into an entire subdiscipline, with principles of analysis and action, yet no detailed blueprint exists for making agricultural innovation happen at a given time, in a given place, for a given result. This sourcebook draws on the emerging principles of AIS analysis and action to help identify, design, and implement the investments, approaches, and complementary interventions that appear most likely to strengthen innovation system and promote agricultural innovation and equitable growth.”

It is “targeted to the key operational staff in international and regional development agencies and national governments who design and implement lending projects and to the practitioners who design thematic programs and technical assistance packages. The sourcebook is also an important resource for the research community and NGOs and may be a useful reference for the private sector, farmer organizations, and individuals with an interest in agricultural innovation.”

Key messages of the sourcebook are:

  • Agricultural development depends on innovation. Innovation is a major source of improvedproductivity, competitiveness, and economic growth throughout advanced and emerging economies, and plays an important role in creating jobs, generating income, alleviating poverty, and driving social development.
  • If farmers, agribusinesses, and even nations are to cope, compete, and thrive in the midstof changes in agriculture and economy, they must innovate continuously.
  • Investments in science and technology are a key component of most strategies to improve and maintain agricultural productivity and innovate.
  • Research, education, and extension investments are necessary components but have not been sufficient for agricultural innovation to occur. Other conditions and complementary interventions are needed.
  • In addition to a strong capacity in R&D, components of effective agricultural innovation are collective action and coordination, the exchange of knowledge among diverse actors, the skills, incentives and resources available to form partnerships and develop businesses, and enabling conditions that make it possible for actors to innovate. These conditions and complementary interventions have not been consistently addressed to date.
  • Innovation and business development by different stakeholders does not occur without complementary investments to create a supportive environment. Enabling conditions in a given context depend on a (innovation) policy mix, innovation governance, a diverse set of regulatory matters and other investments with synergistic effects.
  • The agricultural innovation system (AIS) investments must be context specific and respond to the stage of and vision for development in a particular country and agricultural sector. Given the resource limitations, investments need to be assessed, prioritized, sequenced, and tailored to the needs, challenges, and resources that are present.

Book ordering information

ILRI work on innovation systems


Filed under: Agriculture, Innovation Systems, Research Tagged: World Bank

Livestock market opportunities for the poor: Smallholders can be competitive

For the November 2011 ‘liveSTOCK Exchange’ event at ILRI, Steve Staal, Derek Baker, Karl Rich, Ayele Gelan, Acho Okike, Delia Grace, Mohammad Jabbar, Mohamadou Fadiga, Ranjitha Puskur, Lucy Lapar, Berhanu Gebremedhin, Amos Omore and Francis Wanyoike prepared a series of issue briefs on smallholder livestock producers, consumers, and development …

View a presentation to the Livestock Exchange event:

 

Download Issue Brief 15 on the interface of market access and SPS requirements.

Download Issue Brief 16 on animal-source foods in the developing world.

Download Issue Brief 17 on changing approaches to pro-poor livestock market development: Innovation and upgrading in the value chain.

Download Issue Brief 19 on smallholder competitiveness and market-driven technology uptake.

On 9 and 10 November 2011, the ILRI Board of Trustees held a 2-day ‘liveSTOCK Exchange’ to discuss and reflect on livestock research for development. The event synthesized sector and ILRI learning and helped frame future livestock research for development directions.

The liveSTOCK Exchange will also mark the leadership and contributions of Dr. Carlos Seré as ILRI Director General.  See all posts in this series / Sign up for email alerts


Filed under: Animal Production, Consumption, CRP2, Food Safety, Food security, ILRI, Innovation Systems, Intensification, Livelihoods, Livestock, MarketOpps, Markets, Policy, Report, Research, Trade, Value Chains Tagged: livestockX

Ten lessons on multi-stakeholder networks and innovation platforms

For the November 2011 ‘liveSTOCK Exchange’ event at ILRI, Keith Sones and Alan Duncan prepared an issue brief with lessons on ways to establish and facilitate multi-stakeholder networks on smallholder agriculture in developing countries. …

Between 2007 and 2010, the Fodder Adoption Project (FAP) – funded by the International Fund for Agricultural Development (IFAD) and coordinated by the International Livestock Research Institute (ILRI) – adopted innovation systems approaches to address issues around inadequate livestock fodder.

This issue brief draws lessons on ways to establish and facilitate multi-stakeholder networks on smallholder agriculture in developing countries.

One of the clearest lessons is that different actors participate in multi-stakeholder networks when they can identify tangible benefits, preferably with an early pay-off, that justify their investment of time, effort and resources. Put more simply, the networks must provide positive tangible answers to the question ‘what’s in it for me’?

Across the project countries – Ethiopia, Syria, and Vietnam – such networks worked best in situations with good market access and infrastructure, with a wide range of stakeholders, and where challenges were clear and tangible.

Our experiences highlight the need for a new breed of professional with wide-ranging facilitation and brokerage skills. This has major implications for recruitment by research and development organizations as well as for academic curricula

The ten lessons from the project are grouped into four clusters: Mobilizing stakeholders and establishing networks; facilitating networks; evolution of networks; and the applicability of networks.

Download Issue Brief 1.

On 9 and 10 November 2011, the ILRI Board of Trustees hosted a 2-day ‘liveSTOCK Exchange’ to discuss and reflect on livestock research for development. The event synthesized sector and ILRI learning and helped frame future livestock research for development directions.

The liveSTOCK Exchange also marked the leadership and contributions of Dr. Carlos Seré as ILRI Director General. See all posts in this series / Sign up for email alerts


Filed under: Africa, Animal Feeding, Ethiopia, ILRI, Innovation Systems, Livestock, Livestock Systems, PLE, Project, Report, Research Tagged: FAP, IFAD, livestockX

Fodder adoption to enhance the livelihoods of poor livestock keepers: Lessons from a three-country study

Fodder Leaflets from Ethiopia

Feed scarcity in smallholder systems is a key constraint to improved livestock production in developing countries. However, development efforts which have taken a narrow technology-focused approach to dealing with feed scarcity have had limited success.

The IFAD-supported ‘Fodder Adoption Project’  ran between 2007 and 2010 and aimed to address issues around inadequate livestock fodder at  nine sites in Ethiopia, Syria and Vietnam, with a particular focus on the use of innovation systems approaches.

The project recently published 5 technical advisory notes drawing on the various country experiences:

In addition, lessons and experiences from the countries were discussed at the end of project meeting in December 2010: view the discussions and reports online


Filed under: Animal Feeding, Ethiopia, Fodder, Forages, ILRI, Innovation Systems, Livestock, PLE, Value Chains, Vietnam Tagged: FAP, IFAD, Syria

Innovation platforms as spaces for change and transformation in rural communities

Innovation platform meeting in Mozambique

This week’s Rome AgriKnowledge ‘share fair’ included a session on ‘innovation platforms’ as vehicles for rural change. It highlighted some experiences of the International Livestock Research Institute (ILRI), the International Crops Research Institute for the Tropics (ICRISAT), and the CGIAR Challenge Program on Water and Food (CPWF).

The innovation platforms discussed in the session grew out of the concept of ‘innovation systems’ that is used in agricultural research to guide the design of inclusive research and development interventions. Focusing on the innovation system as an intervention domain is particularly promising as a mechanism that makes knowledge work for specific ‘value chains’ or across natural resource ‘landscapes’.

In the CGIAR, ‘innovation platforms’ are being facilitated to tackle a wide range of rural development challenges. They provide spaces for value chain or innovation system actors to interact, communicate and act to improve the performance of their value chain/system.

The session looked at ways in which innovation platforms are being used to:

  • Make livestock value chains work for women and other vulnerable groups in Mozambique and India. The ‘imGoats‘ project aims to transform goat production and marketing from the current ad hoc, risky, informal activity to a sound and profitable enterprise and model that taps into a growing market, largely controlled by and benefiting women and other disadvantaged and vulnerable groups; while preserving the natural resource base. The project facilitates the formation and functioning of innovation platforms and producer hubs whose purpose is to enable identification and testing of viable, sustainable and environmentally sound organizational and technical solutions along the value chain (input supply, service provision, research, production, processing, transport, marketing).
  • Offer a new approach for market development and technology uptake in southern Africa. The ‘Livestock and Livelihoods’ (LiLi) project in Mozambique, Zimbabwe and Namibia is testing innovation platforms as a real world implementation of the innovation systems concept that facilitates dialogue between the main local players in the value chain: farmers, input suppliers, traders, transporters, processors, wholesalers, retailers, regulators, and the research and development fraternity.
  • Catalyze community efforts to address land and water management challenges in the Nile and Limpopo river basins. Innovation platforms are increasingly used as a mechanism to stimulate interaction between various stakeholders to enhance innovation processes.
  • Help poor livestock keepers benefit from improved fodder and access to markets in Ethiopia. The Fodder Adoption Project experimented with the introduction of forage technologies combined with active brokerage of interactions between farmers and value chain actors. In Ethiopia this brokerage was achieved through innovation platforms while in Vietnam the brokerage was more ad hoc and targeted at particular issues as they arose. In both cases it appeared that the combination of technical inputs and active engagement of value chain actors was a key element of successful development of enhanced feed supply for smallholder livestock production.

More on this topic


Filed under: CRP5, ILRI, Innovation Systems, Livestock, MarketOpps, NRM, PLE, Value Chains Tagged: 2011 AgKnowledge Share Fair (IFAD Rome), CPWF, ICRISAT, sfrome2011

Kenya’s ecosystems mapped and put online to enhance the country’s education, environment and development

Virtual Kenya logo

The World Resources Institute (WRI) is blogging about a collaborative project called Virtual Kenya, which it is leading with the Nairobi-based International Livestock Research Institute (ILRI), and Upande Ltd, a Nairobi-based company bringing geographic information systems and web mapping to the African market.

‘Two weeks ago, WRI and Kenyan partners Upande Ltd., Wildlife Clubs of Kenya, Jacaranda Designs Ltd., and the International Livestock Research Institute (ILRI) launched Virtual Kenya, an interactive website designed to improve Kenyans’ access to spatial information and cutting-edge mapping technologies. At the launch event, two Kenyan government officials committed to support the project and contribute data, all in the name of increasing access to information and improving education, environmental management, and development planning in the country.

‘The Honorable Peter Kenneth, Assistant Minister of State for Planning, National Development, and Vision 2030, gave the keynote remarks at the official launch of Virtual Kenya. Citing the government’s commitment to becoming a leader in education and training, Hon. Kenneth stressed the importance of e-learning tools to “help our children learn and appreciate the important issues of environment and development.”

‘He praised Virtual Kenya for exposing educators and students to the latest spatial analysis tools—including geographic information systems (GIS), remote sensing, and mobile phone-enabled mapping. Crucially, Hon. Kenneth offered to “partner with the Ministry of Education to encourage e-learning schools to use Virtual Kenya for their geography classes.” The Virtual Kenya project will be pilot-testing these tools in 2,000 upper primary and secondary schools around the country and hopes to work closely with Hon. Kenneth and the Ministry of Education to bring this initiative to scale.

‘In addition to using ICT for education, several speakers at the launch event emphasized the importance of new internet technologies for “promoting transparency” in the context of Kenya’s new Constitutional provisions on access to information. . . .’

Read the whole article on the World Resources Institute Blog, WRIInsights: Launch of mapping website in Kenya garners praise, commitments, 7 July 2011.

About Virtual Kenya
Upande, World Resources Institute and ILRI have been jointly developing Virtual Kenya, an online interactive platform with related materials for those with no access to the internet. Virtual Kenya gives Kenyans easy access to high-quality spatial data and cutting-edge mapping technology. This will allow teachers and professionals to use and interact with publicly available spatial datasets as well as interactive tools and learning resources for exploring the data. Users both inside and outside of Kenya will be able to view, download, publish, share, and comment on various map-based products. Upande is updating and making more accessible all GIS data underlying a printed publication called Nature’s Benefits in Kenya: An Atlas of Ecosystems and Human Well-Being, published jointly in 2007 by the World Resources Institute, ILRI, the Kenya Department of Resource Surveys and Remote Sensing, and Kenya’s Central Bureau of Statistics. The Virtual Kenya online version of the Kenya Atlas, which targets Kenya’s educational sector, employs a series of Google Earth Tours, videos and online resources, including social media.

Read more about Nature’s Benefits in Kenya: An Atlas of Ecosystems and Human Well-Being, or download the Atlas, published by World Resources Institute, ILRI, Kenya Central Bureau of Statistics, and Kenya Department of Remote Surveys and Remote Sensing, 2007.


Filed under: Biodiversity, Capacity Strengthening, CRP5, East Africa, Environment, Event, Farming Systems, Geodata, ILRI, Innovation Systems, Kenya, Launch, MarketOpps, NRM, PA, PLE, PovertyGender Tagged: Kenya Central Bureau of Statistics, Kenya Department of Resource Surveys and Remote Sensing, Nature's Benefits in Kenya, Peter Kenneth, Upande (Kenya), Virtual Kenya, World Resources Institute

Do ICTs help us put research into use?

A new report from Research Into Use examines the use of information and communications technologies (ICTs) in South Asia as a tool to put research into use for innovation.

The authors conclude:

“If ICTs are to contribute meaningfully to innovation management, there has to be a fundamental rethinking of our approach to agricultural and rural development. Although the initial hype around ICTs has since subdued, there is a need to shift the discussion around ICTs from one of more coverage to that of better and more meaningful use of ICTs for innovation management.

Lack of empirical evidence on the contribution of ICTs — and the reluctance to report and learn from failures in ICT experiments — has led to disillusionment about the role of ICTs among the development community. ICTs are clearly not a substitute for human intermediation and the limits of stand‐alone ICT initiatives should be clearly understood. ICTs cannot solve the underlying institutional bottlenecks that constrain organisations from interacting with each other. Addressing these issues is important if the full potential of ICTs is to be realised. Information and knowledge alone is not enough to ensure behavioural change and there is always a need for opportunities, platforms or networks for dialogues and sharing information and knowledge.”

Read more … (RIU)


Filed under: Asia, India, Innovation Systems, Knowledge & Information, South Asia Tagged: ICT, RIU

HOW livestock researchers do science, and with WHOM, determines WHAT their science achieves

My mind-map from Thore & Andy's 'Research Impact' workshop at MSRC

Agricultural economist and livestock and climate specialist Patti Kristjanson argues for innovation in livestock-research-for development; the image is ‘My mind-map from Thore & Andy’s “Research Impact” workshop at MSRC’ (image credit: dumbledad’s Flickr photostream).

How livestock researchers engage with partners, and how they do and communicate their science, matter even more in developing countries than they do in Europe or North America.

This is an argument made by Patti Kristjanson, an agricultural economist formerly with the International Livestock Research Institute (ILRI), and now leading a project in the CGIAR initiative called ‘Climate Change, Agriculture and Food Security’ (CCAFS), in a paper published in a proceedings volume.

Among the means Kristjanson advocates for getting livestock research products into use by farmers for poverty reduction are public-private partnerships, learning platforms, outcome mapping/impact pathway analysis, social network analysis, innovation histories, cross-country analyses, and game-theory modeling.

‘Livestock production systems in the developing world differ substantially from those in the developed world, and present unique challenges. These challenges are not just about raising productivity per se, but also involve addressing needed behavioral, policy, infrastructural, marketing and institutional changes. This paper discusses these challenges and some of the lessons learned in addressing them by scientists at the International Livestock Research Institute (ILRI), which has been working in livestock systems across the developing world for many years. ILRI pursues sustainable poverty reduction through livestock via three poverty pathways (ILRI, 2008):

‘Securing assets and reducing vulnerability . . .
‘Sustainably improving productivity . . .
‘Improving market opportunities . . .

‘ILRI has recently developed some principles providing guidance on how research can maximize desired poverty and environmental impacts . . . . Four of these principles are discussed below.

‘They begin with the proposition that ‘Livestock research and development efforts aimed at sustainable poverty reduction are more likely to be successful if’:

‘1. Livestock are seen within the greater context of peoples’ livelihood strategies, accounting for the fact that the resource-poor typically have more pressing concerns than raising the productivity of their livestock enterprises (e.g. increasing food prices, conflict, land and labor constraints). The multiple roles that livestock play for the poor also need to be recognized and the implications understood. These include enabling saving, providing security, accumulating assets, financing planned expenditures, providing livestock products (meat, milk, eggs, manure, draught power), improving household nutrition, and maintaining social capital.

‘2. Institutional, market and policy-related constraints are identified and tackled and not just technical constraints.

‘3. Interdisciplinary research taking an innovation systems approach is needed. Such an approach often includes collaborations with local communities, and engagement with public sector, private sector, NGOs, CSOs, as well as development practitioners and researchers.

‘4. Gender analysis and approaches to ensure poor women’s access to, and benefits from, livestock are improved. . . .

‘What does the large range of roles and functions that livestock play throughout the developing world imply for researchers interested in development? We’ve presented a set of principles that some diverse project experience (supported by the literature) suggests can help increase the likelihood that livestock research for development efforts will contribute to sustainable poverty reduction.

‘This experience leads us to the conclusion that how the research is done matters, a lot. This seemingly simple statement has huge implications for future research and educational approaches, however. It implies, first and foremost, that including diverse partners is critical to such efforts. Complex partnerships are never easy, however. The objectives of individual partners and organizations will vary considerably, and will not always be initially in line with 41 overall project objectives. Furthermore, nurturing these partnerships generally involves fairly high transactions costs (particularly researcher’s time). Students and young researchers need to be exposed to training and tools, processes and strategies that help limit the transactions costs and increase the efficiency and effectiveness of such partnerships. . . .’

Read the whole paper: Innovative research approaches for sustainable livestock production and poverty reduction in the developing world, by Patti Kristjanson, in Estany, J., Nogareda, C. and Rothschild, M. 2010. Adapting Animal Production to Changes for a Growing Human Population: International Conference, Lleida, Spain, 19–21 May 2010. Lleida, Spain: Universitat de Lleida: 35–44.


Filed under: Africa, Asia, Books and chapters, Caribbean, Crop-Livestock, CRP2, CRP7, ILRI, Impact Assessment, Innovation Systems, Knowledge & Information, Latin America, Livestock Systems, LivestockFutures, PA, PLE, Policy, Pro-Poor Livestock, Research, Staff Tagged: Patti Kristjanson

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